Facility Audits
We can do partial and full facility audits. These audits would prepare you for an M.T.O. or DOT(US) facility audit and give you an idea of how well you would rate on a government safety audit. They would also help in identifying problem areas that should be corrected before a ministry sanctioned enforcement audit is initiated. Don’t hesitate to contact me if you need my assistance.
What is a facility audit?
A facility audit is an examination of an operator’s safety practices and record keeping for the purpose of determining the operator’s compliance with relevant highway safety regulations.
What items or areas are examined?
A facility audit is made up of these 3 profiles; each profile is worth a certain percentage of the total facility audit score. :
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The Vehicle Profile, 45 points
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The Driver Profile, 45 points
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The Safety Programs and Training Profile. 10 points
Note: If you choose not to include the Safety Programs and Training Profile in your audit, then the scoring will be: Vehicle Profile, 50% and Driver Profile, 50%.
Why would M.T.O. auditors/investigators conduct an audit?
Facility audits may be undertaken for a variety of reasons, including:
a carrier’s overall violation rate exceeds 65% of its overall CVOR threshold
an excessive out-of-service rate on inspections
a severe accident or accident rate
a request from other jurisdictions to perform audits on their behalf
a carrier is involved in a high profile highway safety-related incident, such as a collision, wheel separation, impoundment, and/or criminal driving offence
It may just be that your company hasn’t had an audit conducted in quite a few years, or even that it never had one, and is now due for one.
In some cases, a facility audit of the operator’s business practices and record keeping may be necessary to obtain a specific rating. The results of this audit will be combined with the operator’s CVOR record.
Carrier Safety Rating
The Carrier’s Safety Rating will be determined by the operator’s CVOR record plus, where available, the results of the facility audit. Operators will receive one of these five carrier safety ratings:
1. Excellent: (Superior audit and low percentage of CVOR threshold)
2. Satisfactory: (Acceptable audit and CVOR record)
3. Satisfactory-Unaudited: (Acceptable CVOR record with no audit)
4. Conditional: (Unacceptable audit and/or CVOR record)
5. Unsatisfactory: (Sanction in place − suspension or cancellation)
Note: A carrier’s safety rating will be made available to the public, shippers, transportation industry, financial lending institutions, insurance agencies, and other jurisdictions.
These are some of the reasons why it’s important to have good safety practices and record keeping in place.
We hope we was able to assist you with this information on Facility Audits.
Please don’t hesitate to contact us if we may be of further assistance to you in determining your company’s compliance with relevant highway safety regulations.